Securities Exchange Act

Results: 28007



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721Financial regulation / Stock market / Financial economics / Investment / Security / U.S. Securities and Exchange Commission / Securities Act / Securities and Exchange Commission / Securities Exchange Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 8, 2015 ADMINISTRATIVE PROCEEDING

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Source URL: edgar.sec.gov

Language: English - Date: 2015-05-08 12:15:39
722

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoMay 12, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspension

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Source URL: www.sec.gov.

Language: English - Date: 2015-05-11 20:10:29
    723Financial regulation / Securities Exchange Act / U.S. Securities and Exchange Commission / Economy of the United States / United States / Commodity Futures Modernization Act / Net capital rule / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

    Please note that the comments expressed herein are solely my personal views Securities and Exchange Commission 100 F Street, N.E. Washington, DCUnited States

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    Source URL: www.sec.gov

    Language: English - Date: 2015-05-20 07:35:36
    724Financial economics / Business / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial Industry Regulatory Authority / NASDAQ / OMX / International Securities Exchange / Self-regulatory organizations / Economy of the United States / United States securities law

    SECURITIES AND EXCHANGE COMMISSION (Release No; File No. S7May 8, 2015 Joint Industry Plan; Notice of Filing of Amendment No. 35 to the Joint Self-Regulatory Organization Plan Governing the Collection,

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    Source URL: www.sec.gov

    Language: English - Date: 2015-05-11 09:01:58
    72573rd United States Congress / Finance / Financial economics / Financial regulation / New Deal / Securities Act / Securities Exchange Act / Form S-1 / Registration statement / United States Securities and Exchange Commission / SEC filings / United States securities law

    As filed with the Securities and Exchange Commission on March 6, 2015 Registration NoUNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C

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    Source URL: www.corgenix.com

    Language: English - Date: 2015-03-11 13:48:56
    726Financial economics / Securities Exchange Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / Investment Company Act / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Security / Securities Fraud Deterrence and Investor Restitution Act / United States securities law / Financial regulation / Government

    #..SEC-11 System name: Correspondence Files Pertaining to Registered Investment Companies-SEC. System location: Securities and Exchange Commission, Washington, DCRecords are also maintained by SEC Regional and Di

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    Source URL: edgar.sec.gov

    Language: English - Date: 2007-08-24 13:09:58
    727OTC Markets Group / Ticker symbol / Securities Exchange Act / Finance / U.S. Securities and Exchange Commission / Stock market / Financial economics / Investment

    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 10, 2015 In the Matter of

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    Source URL: www.sec.gov

    Language: English - Date: 2015-04-09 20:12:34
    728Business / Investment / Financial adviser / Dodd–Frank Wall Street Reform and Consumer Protection Act / Fiduciary / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Registered Investment Advisor / Corporate advisory / Law / Finance / Financial economics

    DOL Delivers on its Promise: Conflict of Interest Rule Proposal Provides Needed Protections for Retirement Savers, Flexibility for Financial Firms In mid-April, the Department of Labor did what many thought to be impossi

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    Source URL: www.consumerfed.org

    Language: English - Date: 2015-05-07 15:06:18
    729Government / Financial regulation / Internal Revenue Service / Taxation in the United States / Securities Act / Securities Exchange Act / Municipal bond / U.S. Securities and Exchange Commission / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

    Memorandum of Understanding Between the Internal Revenue Service and the Securities and Exchange Commission for Tax Exempt BondslMunicipal Securities Compliance

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    Source URL: edgar.sec.gov

    Language: English - Date: 2010-03-03 13:27:17
    730Financial adviser / Business / Corporate taxation in the United States / Types of business entity / Money / Finance / Investment / 76th United States Congress / Investment Advisers Act

    SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; American Capital, Ltd., et al.; Notice of Application July 3, 2014 Agency: Securities and Exchange Commission (“Commission”). A

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    Source URL: edgar.sec.gov

    Language: English - Date: 2014-07-03 15:25:44
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